Skip to contentCustomer Onboarding Know Your Customer (KYC) & Anti-Money Laundering (AML) European Tier 2 Bank
A European Tier 2 Bank needed to explore opportunities for improvements to Client Onboarding and associated Due Diligence.
Practice Area Governance Risk & Compliance
Technology Roadmap: Change Governance & Resourcing Global Exchange
A critical component of the client Business strategy was to diversify their business, streamline and optimise their technology environment and adopt a fit for purpose Change control process.
Creating A Security Culture Global Insurer
The teams responsible for security were fragmented and working at cross purposes. The wider business wanted an aligned group function that listened to and provided the security solutions required by the business.
Three Ways CROs can Reduce Overspend While Maintaining Risk Function Effectiveness
Risk and Compliance functions are constantly under pressure to reduce baseline operating costs without compromising their performance. However, this is inversely proportional to the ever-expanding remit and size of these functions, presenting CROs with a major challenge.
Financial Crime Transaction Monitoring Quality Assurance Tier 1 Investment Bank
To support a Tier 1 global investment bank in the review of effectiveness and compliance of the OFAC filters applied to the post-event transaction monitoring process.
Anti Money Laundering (AML) Target Operating Model (TOM) Implementation Tier 1 Bank
Provide interim Head of Customer Account Operations. Anti-Money Laundering (AML) and Sanctions support to establish an operating model to cover risk and issues, change, efficiency, AML attestation and governance.
Anti Money Laundering (AML) Programme Quality Assurance Tier 1 Investment Bank
To support a Tier 1 global investment bank in the execution of a quality assurance review of the implementation of new global policies for Sanctions & AML
NASA, The All Blacks And More: Cultures Of Accountability
Instilling the right culture is absolutely critical for many reasons. Whilst operational resilience might not have been the first reason for having a good culture, it is as relevant to operational resilience as it is elsewhere, and it all hinges on accountability.
The Ugly Truth About Financial Crime
Challenges in Financial Crime are felt across the whole industry as statistics show that it costs the world economy $2.1 trillion - add to that Cyber Security breaches and the costs increase significantly.
Embedding The Senior Managers & Certification Regime
In this blog, we set out further views on why these pillars provide a holistic approach to implementing and embedding SMCR, how they work together to drive the behavioural and cultural change required, and how they create enduring improvements in both accountability and personal conduct.
Insights
