With PS7/26 and FMI IOREP taking effect on 18 March 2027, firms have less than ten months to prepare. Download our practical 12-point readiness checklist to assess governance, testing, third-party oversight, and operational resilience readiness before the deadline.
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With PS7/26 and FMI IOREP taking effect on 18 March 2027, firms have less than ten months to prepare. Download our practical 12-point readiness checklist to assess governance, testing, third-party oversight, and operational resilience readiness before the deadline.
Compliance plays a key role in helping firms ensure their data quality and timeliness is good enough to meet their regulatory obligations. The First Line, including Front Office, Operations and IT needs to identify the risks inherent in their processes, assess the adequacy of their control environment, determine any residual risk and develop mitigation plans to address those residual risks where possible.
Following an initial Operational Resilience maturity assessment, the client, a specialist exchange, engaged TORI to conduct an Operational Resilience remediation review to cover the critical elements related to their governance framework.
A leading global insurance group, faced challenges in understanding the DORA specific requirements and assessing how their current IT risk management frameworks align with the DORA compliance guidelines.
Memories aren’t short about the last big mis-selling scandal about Payment Protection Insurance (PPI), where this TLA (three-letter-acronym) had become a four-letter-word for many of the retail banking players, costing them billions of pounds, not only in redress compensation but also due to the massive operational overheads.
This change represents a significant shift in UK corporate governance, requiring boards to implement more robust monitoring and review processes for their risk management and internal control frameworks. Companies should start preparing early to ensure compliance and maintain investor confidence in the UK market.
Despite advancements in encryption and secure storage technologies, a critical vulnerability persists: data in use, or data actively processed in memory, often remains exposed to sophisticated cyber threats.
The client, a prominent wealth management firm in the financial services sector, faced substantial regulatory and strategic challenges due to new industry mandates.
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