A middle-eastern bank with regulated operations in the UK, Europe and the Americas embarked upon an operational remediation programme in response to some significant regulatory findings.
We worked with the client to develop an over-arching Information Lifecycle Governance (ILG) Framework.
Key activities included:
In the development of an ILG Framework that met the bank’s operational requirements, we ensured the client was able to demonstrate its compliance with the FCA’s SYSC 9 regulations on record keeping.
We also completed a successful proof-of-concept to demonstrate how the client’s existing technology stack could be adapted to improve data management processes and governance.