Many people believe that success hinges on having the right strategy. Others swear it’s all in the execution. We explore what really makes the transformational difference - the right strategic conversations.
The FIN-FSA has sent a supervisory letter outlining its findings of its thematic review regarding the organisation of the compliance functions of 96 supervised entities. The review has identified a number of shortcomings.
In the wake of the U.S. financial deregulation we investigate the historical aspects of deregulation versus a regulated Financial Services industry and preparedness during the transitionary period before new legislative enactment.