3LOD Effectiveness

Maintain a robust control framework across the Three Lines of Defence.

How to I ensure that my 3LOD functions are fully aligned to my business strategy and key risks?
How do I ensure that my 2LOD teams have the right capabilities and ways of working to meet the changing demands for advice and support?
How do I drive effective engagement between 2LOD and the business?
How do I create reporting that leads to action and engagement?
How do I create balanced decision-making but not wield the power of veto?

We profile 2LOD functions (and their effectiveness) against the core features of an effective function, position this view against the desired target state and support clients to make insight-driven decisions around priority areas for change and optimisation.
We work with clients to design operating models for 2LOD, including mandates and approaches, ways of working and the use of technology, to ensure that compliance functions are aligned and effective.
We work with clients to implement and embed a compliance culture in all parts of the business, with a focus on culture and behaviours.