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Managing risks better

You appreciate that aligning controls to business performance drivers can transform control activities from a reactive, tick-box exercise into a powerful tool, able to anticipate and mitigate risk.

How TORI helps clients

You want to ensure that you have an effective 3LOD model, a clear and shared view of risks and controls and are leveraging the benefits from automation and robotics. ​TORI can help you establish the right control environment, make use of control technology, respond to new and complex risks and create an embedded culture of controls awareness​​.

3LOD Effectiveness - meeting the increasingly complex and dynamically evolving compliance requirements is hard. Success relies on strong alignment between the Lines of Defence supported by a culture of compliance. We can help you with:

  • 3LOD effectiveness profiling
  • Control technology and robotics
  • Culture & Behaviours

Single view of risk - ensuring an effective control environment is a vital component of a strong operating model; but it relies upon a clear and shared view of risk. Transparency about key risks, risk policies and controls is a key first step. We can help you with:

  • Risk Framework design
  • Risk and Control mapping
  • Control technology (ControlNet)

Complex and new risks - some risk types - for example; financial crime or client assets - are complex and constantly evolving. Keeping up-to-date is a must. Moreover, ensuring that your changes in how to respond to these emerging risks are embedded is challenging. We can help you with:

  • Financial Crime advice
  • Client Asset advice
  • Change Assessment Tool (CAT)

Cyber - with threats varying from spear-phishing to insider threat, the complexities of Cyber Security are ever-changing. We address your broader business needs by providing holistic solutions that include an appropriate Cyber Security element. We can help you with:

  • Assessment / Advisory Services
  • Framework, Risk & Control
  • Application Development & Migration

Get in touch

Fergus Allan

Head of Regulation & Compliance

Request for proposal

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