You appreciate that aligning controls to business performance drivers can transform control activities from a reactive, tick-box exercise into a powerful tool, able to anticipate and mitigate risk.
How TORI helps clients
You want to ensure that you have an effective 3LOD model, a clear and shared view of risks and controls and are leveraging the benefits from automation and robotics. TORI can help you establish the right control environment, make use of control technology, respond to new and complex risks and create an embedded culture of controls awareness.
3LOD Effectiveness - meeting the increasingly complex and dynamically evolving compliance requirements is hard. Success relies on strong alignment between the Lines of Defence supported by a culture of compliance. We can help you with:
3LOD effectiveness profiling
Control technology and robotics
Culture & Behaviours
Single view of risk - ensuring an effective control environment is a vital component of a strong operating model; but it relies upon a clear and shared view of risk. Transparency about key risks, risk policies and controls is a key first step. We can help you with:
Risk Framework design
Risk and Control mapping
Control technology (ControlNet)
Complex and new risks - some risk types - for example; financial crime or client assets - are complex and constantly evolving. Keeping up-to-date is a must. Moreover, ensuring that your changes in how to respond to these emerging risks are embedded is challenging. We can help you with:
Financial Crime advice
Client Asset advice
Change Assessment Tool (CAT)
Cyber - with threats varying from spear-phishing to insider threat, the complexities of Cyber Security are ever-changing. We address your broader business needs by providing holistic solutions that include an appropriate Cyber Security element. We can help you with: